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bioeconomyTowards Realistic Models for Evolution of CooperationOne Sentence Summary: The five major approaches to answering how cooperation emerges and becomes stable in nature (Group Selection, Kinship Theory, Direct Reciprocity, Indirect Reciprocity, and Social Learning) might be improved by not presuming asexual and non-overlapping generations, simultaneous-play for every interaction, dyadic interactions, mostly predetermined and mistake-free behavior, discrete actions (cooperate or defect), and the trivial role of social structure and social learning of individuals. Disciplines: Biology Cultural Evolution Sociology Findings:
Keywords: trust reputation reciprocity evolution cultural evolution cooperation competition bioeconomy altruism agent-based model Published in: MIT LCS Memorandum Date: 2002 One Paragraph Summary: Sociological and biological observations of humans and animals show that cooperation is an inherent part of human life and the life of many animals. This poses two questions: how do cooperative strategies become stable within evolution? And, how does cooperation emerge initially? Even though researchers have tried to answer these questions for at least a century, existing models do not fully explain why cooperation evolves. There are five major approaches: Group Selection, Kinship Theory, Direct Reciprocity, Indirect Reciprocity, and Social Learning. Each of these models explain only a few aspects of cooperation and might be improved by dropping some unrealistic assumptions: asexual and non-overlapping generations, simultaneous-play for every interaction, dyadic interactions, mostly predetermined and mistake-free behavior, discrete actions (cooperate or defect), and the trivial role of social structure and social learning of individuals. Nature's Magic: Synergy In Evolution And the Fate of HumankindOne Sentence Summary: Synergies that convey advantages drive and accelerate biological and cultural evolution by providing a package of independent elements that confer benefits many times greater than those conferred by individual elements: in biology, synergies of independently evolved traits can lead to the development of the power of flight or the emergence of humans as the dominant species; in humans, complex, coordinated activity over sustained periods leverages the power of physical tools, cultural discoveries, and social organization. Disciplines: Biology Economics Findings:
Keywords: altruism bioeconomy cooperation cultural evolution ecology evolution game theory Published in: Cambridge University Press Date: 2003 One Paragraph Summary: The differential survival of packages of interdependent components, organisms, or people leads to the emergence of higher-level self-interests that transcend the interests of the parts and convey amplified benefits to the aggregation of components, from the symbiotic origins of mitochondria and chloroplasts to symbiotic microorganisms in the digestive systems of ruminants and humans, to social insects, to the evolutionary leap from tree-dwelling primates to savanna-dwelling humans. Cooperative synergies at the level of the cell, organism, species, and ecology have been central, not peripheral to the evolution of life. The evolution of human cultural traits such as social complexity, language, social foraging, the use of fire and cultural transmission of tool use and implement creation, settled agriculture, invention of technologies and symbolic communication of means for inventing technologies was both driven by synergies and necessitated new social arrangements that led to new synergies. Synergetic arrangements can be tested by removing any one element and observing whether the aggregate organism, ecology, or society can continue to exist without it. One Page Summary: Bacteria colonies that migrate and forage and form joint structures via chemical signaling, social insects that engage in joint problem solving behaviors via chemical signaling, symbiotic relationships between ruminants from termites to cattle with cellulose-digesting bacteria, Margulis' evidence for the symbiogenesis of mitochondria and hypthoses that flagella originated from the joining of free-swimming spirochetes with energy-producing but less-mobile microorganisms, the probably evolution of flight from a suite of synergistic functional changes, the emergence of protohumans are all cited by Corning as evidence that synergies play a central, not a peripheral role in evolution of complex life forms: "Synergy has played a key role in the progressive evolution of complex systems in nature. However, complexity is not an end in itself; it's a consequence of the innovations that produce more potent forms of synergy. Synergy is the 'driver.'" William E. Hamilton's papers on "The Genetical Evolution of Social Behavior" in 1964 formalized the neo-Darwinian explanation of altruistic behavior as conferring benefits on close kin, but Robert Trivers' 1964 "Evolution of Reciprocal Altruism" decoupled kinship, cooperation, and altruism by offering evidence that the helping organism acts with the assumption that low-cost, low-risk assistance to another now will be repaid later – reciprocity. Game theoretic models were driven to more realistically match human and biological behavior than Axelrod's and Hamilton's models when zoologist Martin Nowak and mathematician Karl Sigmund created "Pavlov," a Prisoner's Dilemma strategy based on "win-stay, lose-shift" that introduces punishment. Corning objects to inclusive fitness theory, reciprocal altruism, tit-for-tat as adequate explanatory frameworks because they exclude interactions that provide synergistic combined effects and are self-policing because they are interdependent – the way two oarsman are interdependent when trying to cross a river if they each have one oar. Corning claims "The intellectual fascination of the Prisoner's Dilemma game may have led us to overestimate its evolutionary importance." Rejecting single-cause "prime mover" hypotheses for either biological or cultural evolution, Corning lists "five maybe six distinct paths to cooperation and complexity in evolution:" altruism, reciprocity, functional interdependence, mutualism, and parasitism. In regard to humans, Corning points to specific probable synergistic packages that enabled proto-humans to evolve from tree-dwelling primates, for language to evolve as an adaptation on precursors, for hunting and gathering culture to dominate and spread, for fire use to be culturally maintained, and for settled agriculture to take root and replace nomadic foraging and hunting as the dominant human form of social organization. Asking how a small, lightweight primate that can't fly or run very fast, lacking natural defensive weapons, but having bipedal gait, manipulative hands, omnivorous digestive system and large brain managed to shift to an earthbound habitat, broaden its resource base, and expand its range, Corning proposes that "In a patchy but relatively abundant woodland environment that was also replete with predators, competitors , and sometimes hostile groups of conspecifics, group foraging and collective defense/offense was the most cost-effective strategy. There were immediate payoffs (synergies) for collective action that did not have to await the plodding pace of natural selection….There may well have been group selection, but it was not based on altruism. It involved what the economists call 'collective goods' or 'public goods.'" Corning agrees with Jared Diamond that the emergence of agricultural civilization, empires, and wars of conquest in the fertile crescent 10,000 years ago was due to what Diamond himself called a "package" of ecological circumstances and cultural inventions that worked together synergistically: domesticated, genetically altered plants and animals, draft animals, technologies for plowing, cutting, threshing, grinding, food transport and storage, cooking, processing hides and fibers, sewing, manufacturing tools of stone, bone, and wood, as well as access to reliable fresh water sources, abundant fuel, long-distance trade, and defense against raiders. As a result, ten to one hundred times more people can be fed from one acre than from hunting-gathering, and a settled lifestyle permitted a reduction of the spacing of births from a four year separation among nomads to two years, leading to rapid population growth. Corning cites contemporary examples of synergistic cultural evolution involving the creation of new forms of collective action, together with new toolsets. The Igorot people of the remote mountains of Luzon, in the Philippines, use a vast, elaborate, intricately constructed combination of terraces, dams, canals, and ponds to grow rice sustainably and with remarkable efficiency. It was originally thought that the system was thousands of years old, but anthropologist Charles Drucker turned up evidence indicating that lowlanders who had practiced slash-and-burn agriculture for millennia were forced to migrate to the highlands when Spanish invaders seized choice lowlands. The sustainable high yields of Igorot rice farming depends on constant replenishment of soil nitrogen in places where there is not a natural abundant supply. The Igorot use ponds of blue-green algae that live in symbiosis with the rice plants, receiving carbon dioxide from the rice in exchange for fixing nitrogen. In order to use and maintain this new, complex technological and ecological system the former slash-and-burn lowlanders had to invent a new social and political system involving the disciplined coordination of many family groups. The Great Basin Shoshone of North America, studied by Julian Steward in the 1930s, forage in very small family groups, with plants providing 80% of their calories. In winter, however, several families gather in larger camps near an abundant resource and trade information, teach each other skills, and find mates. During rabbit drives, groups of 75 or more coordinate efforts deploying nets hundreds of feet long. A division of labor is temporarily established between net holders and beaters, under the supervision of a temporary rabbit boss. Work by Gintis, Bowles, Fehr and Gächter indicate that strong reciprocity among humans is egoistic, not altruistic or cooperative, and depends on aggressive punishment of cheaters. This is related to work by Boyd and Richerson on group-serving norms of "fairness." Corning notes: "…the principle of fairness came to play a central role in reconciling conflicting claims of self-interest within the groups/bands/tribes that were indisipensable to our ancestors' survival and reproductive success over many thousands of generations." Group decision-making in animalsOne Sentence Summary: Analytical results from modeling the fitness consequences of two decision-making mechanisms, despotism and democracy, shows that generally despotic models leads to higher costs than democratic models because despotism produces more extreme decisions than democracy. Disciplines: Biology Information Findings:
Keywords: bioeconomy communication complexity cooperation democracy Published in: Nature, Vol 421, 1/9/2003, pp. 155-158 Date: 2003 One Paragraph Summary: Analytical results from modeling the fitness consequences of two decision-making mechanisms, despotism and democracy, shows that generally despotic models leads to higher costs than democratic models because despotism produces more extreme decisions than democracy. Research has largely assumed despotism because social structures among animals are commonly hierarchical and the ability to vote and to count votes is not obvious. However, empirical examples of voting behaviors could be subtle, including body postures, ritualized movements, and specific vocalizations. One Page Summary: Analytical results from modeling the fitness consequences of two decision-making mechanisms, despotism and democracy, shows that generally despotic models leads to higher costs than democratic models because despotism produces more extreme decisions than democracy. "Even when the despot is the most experienced group member, it only pays other members to accept its decision when group size is small and the despot's average error is lower than the average median error of all other group members." Research has largely assumed despotism because social structures among animals are commonly hierarchical and the ability to vote and to count votes is not obvious. However, there is mounting empirical evidence of voting in the animal world by body postures, ritualized movements, and vocalizations, as well as vote counting in the form of summing up votes, integration of votes up to an intensity threshold, and averaging of votes. An important context in which social animals have to make group decisions is activity synchronization, e.g. red deer herds have to decide when to end rumination and move on. The model assumes that (1) synchronization costs increase linearly with the difference between when an individual would have preferred to stop and when the group actually stops, and (2) costs of stopping to early or too late are symmetrical. Even when relaxing assumption (1) costs are still higher for despotic than for demographic groups in most cases. When relaxing assumption (2) a democratic majority rule different from simple majority that reflects the asymmetry between "too early" and "too late" costs is least costly. These results are fairly robust with respect to group heterogeneity, energy needed for enforcement, and individuals having incomplete information about their own optimal activity duration. The model predicts that democracy gives groups a competitive advantage and due to natural selection should be quite common in social groups of animals. Evolutionary Psychology and the Social SciencesOne Sentence Summary: Evolutionary psychology helps us link up the Darwinian story of cooperation in nature, of kin selection, cooperation for mutual advantage, reciprocal altruism, and group selection, with the familiar story of the development of human societies, of property rights, nations, banks, and charity, without implying that such a connection could morally justify or perfectly determine human behavior. Disciplines: Biology Anthropology Cultural Evolution Sociology Psychology Findings:
Keywords: reciprocity norms evolution cultural evolution cooperation bioeconomy altruism Published in: Humane Studies Review Date: October 2000 One Paragraph Summary: Evolutionary psychology has great potential to inform our social sciences and law, but many academics have been hesitant to accept it because of its historical linkage to theories like Social Darwinism and behavioral determinism. A current formulation of evolutionary psychology is inconsistent with both theories. Whether a trait or behavior survives the process of natural or cultural selection has no bearing over our discourse on whether it is morally justified, nor does it mean that any particular human is bound to act in a determined way. The real human advantage is the complex and subtle ways behavior is contingent upon socialization, 'hard-wired' instincts, and the environment. Evolutionary psychologists suggest that we pay close attention to the basic human behaviors that through cross-cultural analysis appear 'hard-wired', because it is these behaviors, such as sympathy for those in pain or identification with one's kin or tribe, that we want to either channel or suppress in order to reap the benefits of cooperation. Evolutionary psychology proposes four mechanisms to explain the evolution of cooperation in nature: kin selection, cooperation for mutual advantage, reciprocal altruism, and group selection. One Page Summary: Evolutionary psychology has been portrayed as justifying or implying a lot of bad ideas in the 20th century, but it need not suffer from these mistaken linkages and can potentially shed light on how to build better social institutions. Although the claim has been made, evolutionary psychology is not consistent with the tenets of Social Darwinism. Whether a trait or behavior survives the process of natural or cultural selection has no bearing over our discourse on whether it is morally justified. Nor does it mean that we are determined like machines to act out these behaviors in every case, a theory termed 'behavioral determinism' by those criticizing evolutionary psychology or its earlier form, sociobiology. Any reputable biologist, or sociobiologist, would acknowledge that the fitness of a behavioral trait is dependent on the interaction between that trait and a given environment, so saying that a certain psychological predisposition in humans is the product of an evolutionary process does not mean that it is good, justifiable or useful in the world we live in. Evolutionary science stresses that fitness is fundamentally contingent. Furthermore, humans have a cultural inheritance that dictates in subtle ways how and when we should express or repress our behavioral traits, making the interaction between trait and environment even more complex. Evolutionary psychologists suggest that we pay close attention to the basic human behaviors that through cross-cultural analysis appear 'hard-wired', because it is these behaviors, such as sympathy for those in pain or identification with one's kin or tribe, that we want to either channel or suppress in order to reap the benefits of cooperation. This article isolates four mechanisms that promote cooperation in the absence of a central authority: kin selection, cooperation for mutual advantage, reciprocal altruism, and group selection. Kin selection implies a kind of utilitarian genetic calculus, that sacrificing one's life for the right number of relatives will be favorable for one's genes. A sibling shares on average half of one's genes, so sacrificing one's life for two or more siblings makes evolutionary sense. An example of a behavior that might be explained by kin selection is the warning call of ground squirrels; a ground squirrel that notices a hawk circling will call out to warn its family, although it increases its likelihood of being noticed and eaten by the hawk. This form of cooperation requires enough brain or nose power to be able to determine who is a relative. The second form, cooperation for mutual advantage, occurs when a particular given end (critical for survival) is easier to accomplish with a group working together. The quintessential example of this mechanism is group hunting; wolves (and our hunter-gatherer ancestors) hunt in packs because they will end up with a portion of the large game, which can be much larger than the small game they would be able to catch on their own and not have to share. This benefits of this mechanism is not as immediate or certain as those of kin selection, because the stronger hunters could potentially share nothing with the weak who helped. This article cites field studies of monkeys, lions, and fish, which show that group hunting generally only occurs when environmental conditions make it economically more efficient that hunting alone. While cooperation for mutual advantage is an important surplus-generating mechanism in nature, we should not expect this mechanism to form the basis of modern human cooperation. Modern human cooperation cannot be pared down to a single one-shot end, and it could be argued the developments of civilization we are most proud of, charity for the poor or sick, go against the logic of mutual advantage. Reciprocal altruism looks similar to the mechanism of mutual advantage, except the benefits are spread over time rather than through a single interaction. One individual helps another individual with the expectation that in the future the gesture will be repaid. Reciprocal altruism works best when developed alongside "a large number of supplementary psychological and social institutions." Enduring reputation and social traditions such as gift-giving foster relationships of reciprocal altruism. This kind of a relationship requires a bigger brain to remember who gave you what and who has mooched off you for too long, but can generate a big societal payoff. "By allowing trade over a period of time, reciprocal altruism opens up the possibility of a division of labor and credit-based relationships. These innovations make possible the recognition of the gains from specialization, comparative advantage, and the insurance and risk-shifting elements of inter-temporal trade." While reciprocal altruism is most compelling in small groups with face-to-face interaction, the final mechanism, group selection, treats populations as the unit of measure. Proponents of group selection argue that a population of individuals with altruistic traits would fare better than less altruistic populations, reaching the big payoffs described in the above paragraph. The traits in question could be genetically inherited or culturally inherited. Arguing for cultural group selection, "[g]roups that adopt 'better' cultural practices will again tend to grow healthier, wealthier, and more populous, gradually supplanting less efficient cultures through conquest, migration, or conscious adoption." This kind of cooperation requires even more specific conditions than the other three mechanisms. Because the scale of group selection is so much larger than the other mechanisms, it is still a controversial theory in natural and social sciences. The argument against cultural and biological group selection is based on problem of free riders without altruistic traits who might take advantage of the social surplus generated by their altruistic neighbors. While human populations have reached impressive levels of cooperation in modern societies, one can imagine natural disasters or devastating world wars that would eliminate the evolutionary strength of group selection. Evolutionary Economics: Metaphor or Unifying Paradigm?One Sentence Summary: Conventional economics cannot be simply augmented with biological or evolutionary metaphors; economic science must undergo a fundamental paradigm shift to recast the modern world in bioeconomic terms as a collective survival enterprise incorporating both cooperative and competitive strategies. Disciplines: Biology Cultural Evolution Economics Findings:
Keywords: bioeconomy competition complexity cooperation cultural evolution ecology evolution interdependence Published in: The Journal of Social and Evolutionary Systems, 18(4): 421-435 Date: 1996 One Paragraph Summary: The human being is not unique among the animals in having to apply limited time and energy to strategies in order to survive and reproduce. Yet modern economic theory avoids biological or psychological justifications for behavior by treating individual humans as black boxes with simple input and output. This reductionist view of economic problems neglects universal bioeconomic principles that underlie all survival enterprises. Chaos theory and modeling of non-linear dynamical systems show that economic systems display historicity: path dependency and sensitivity to past cultural and economic development. Corning lists these universal principles: that the survival problem is always contingent on the specific environment, that energy and access to information about energy are crucial to survival and reproduction, that organisms have limited time and energy to meet their needs, that competitive and cooperative strategies are both equally relevant aspects of adaptation, and that dramatic economic benefits can arise from the non-linear cooperative effects of synergies. An analytical framework under the “Interactional Paradigm” would begin with the development of explicit measures of human needs satisfaction and a reexamination of the relationship between our biological, motivational substrate and our learned and cultural behaviors. Does Market Theory Apply to Biology?One Sentence Summary: Although significant differences remain between biological and human economic markets, such well known biological phenomena as mating markets and partner markets can be understood more fully by looking through the lens of economic models. Disciplines: Biology Cultural Evolution Economics Findings:
Keywords: competition capitalism bioeconomy cultural evolution evolution Published in: Genetic and Cultural Evolution of Cooperation, Peter Hammerstein, Ed., MIT Press in Cooperation with Dahlem Universityh Press Date: 2003 One Paragraph Summary: Because sperm is cheap and eggs are costly and because both males and females can take genetic advantage by cheating on their partners or males can gain genetic advantage by abandoning offspring to be raised by others, mating behaviors in a wide range of species exhibit characteristics economists see in markets. Male songbirds share territory to mutual advantage through signals mediated by plumage color and cleaner-fish provide more thorough parasite-removing service to "customer" fish who come from far away (and are more likely to switch to other cleaners. The more general notion of biological markets grew from mating market theories with the recognition that mutualism and other partnerships were possible outside mating. Biological markets continue to differ in significant ways from the pure markets of economic theory because other biological agents do not have human cognitive capabilities, because the characteristics of individual traders are important in biology and not in economic markets where price and not plumage is the key signal, complete contracts are enforceable at no cost are assumed in economics and not possible in biological populations. An Evolutionary Theory of Commons ManagementOne Sentence Summary: The ability of humans to organize collective action on a scale much larger than would be predicted by theories of egocentric rationality can be perhaps best explained in an evolutionary context by the slow and uncertain process (not necessarily leading to a desired end) of group selection on cultural variation (distinct from group selection based only on genetic kinship), facilitated by humans' special skills at imitation and teaching. Disciplines: Anthropology History Cultural Evolution Findings:
Keywords: bioeconomy capitalism competition cooperation cultural evolution evolution Published in: National Academy Press Date: 2002 One Paragraph Summary: A good evolutionary theory of cooperation would account for important role of institutions and the large variation in institutions in different countries. Evolutionary theories address the origin of preferences issue that is missing from rational action explanations. Explanations that include influence of cultural evolution on decisions regarding cooperation have multiple payoffs. These models can begin to answer questions about the long time-scale process of human cooperation (the rise of capitalist economies of the past 500 years, the rise of complex societies and agriculture of the past 10 millennia). Culture and institutions are a form of inheritance, subject to a process of selection influenced by and simultaneously influencing gene selection, and in both processes the time to reach any equilibria runs into the scale of millennia. Evolutionary theories are always systemic, integrating all changes happens from the scope of the biological to the ecological and social. Rapid cultural change and large variation among groups occur "whenever multiple stable social equilibria exist, due to conformist social learning, symbolically marked boundaries, or moralistic enforcement of norms." |
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